mycomplianceoffice.comMyComplianceOffice | Compliance Management Software

Customer Stories Customer Support Sign In Products Know Your Employee (KYE) Personal Trading Compliance Gifts, Entertainment and Hospitality Political Contributions and Donations Outside Business Activities Authorization, Registrations, and Licensing Role Monitoring and Accountability Connected Persons and Relationships eComms Archive eComms Review Know Your Transactions (KYT) Trade Surveillance Deal and Engagement Review Insider and MNPI Suitability Know Your Third Party (KYTP) Third Party Risk Third Party Approvals Know Your Obligations (KYO) Regulatory Change Manager Compliance Risk Manager Compliance Assurance Manager Policy Content Governor Solutions Compliance Oversight Communications Compliance Market Abuse Regulation ESG Compliance Senior Managers Certification Regime Conduct Risk Control Room Compliance Pay-to-Play Compliance Conflict of Interest Management Crypto Compliance Small Firm Compliance Corporate Compliance Anti-Bribery and Corruption Compliance Program Management Education Center Blog Webinars ResourcesCompany Awards Careers Partners News XCompliance Oversight Communications Compliance Fit and Proper Market Abuse Regulations ESG Compliance Senior Managers & Certifications Conduct Risk Control Room Compliance Pay-to-Play Compliance Conflict of Interest Management Crypto Compliance Small Firm Compliance Corporate Compliance Anti-Bribery and Corruption Compliance Program Management Communications Compliance Gain insights into the intricacies of communications compliance by downloading this white paper. Political Contributions and Donations Proactively monitor employee political donations and pay-to-play compliance. Solution Perspective Read the GRC 2020 Solution Perspective for analyst insight on compliance industry challenges and MCO’s core capabilities. Why Customers Choose MCO Discover why MCO is the compliance choice for global firms of all types and sizes. Streamline your Compliance Operations One powerful Compliance Management Platform that tackles tough challenges for financial firms, all in one place and with one login. Compliance Built Better.™ What Our Customers Say powered by I used mycompliance office and I am really satisfied with the team’s actions and responsivity "Easy, straight, and forward to use. At any problem, the team is here to listen and respond to my concerns or blockages" ns Nadir S. Insurance Full overview of possible legal and compliance issues "The nice thing about this software is that this gives insights into the business but also guidance on how to solve most issues. By making plots it is perfect for a systemic integrated risk approach" Huub V. BI speciale New MCO user "I had a great experience with onboarding. My onboarding team was responsive, well versed in the software and made sure I understood everything I needed to before concluding the onboarding. MCO is already saving me time and effort with respect to our compliance program." Ll Lisa L. Investment Management Simple, reliable and fairly priced Tool "MCO is an easy to use - for both users and administrators - tool that runs reliably and has been serving us well for almost 10 years now. It is a straightforward, no nonsense tool that does what it should and if there are any issues, the service desk is very responsive and helpful. It is webbased so can be accessed anytime anywhere as administrator and offers an App which is highly apreciated..." ng Nina G. Financial Services MCO is Instrumental for Compliance Needs! "MyComplianceOffice is a one-stop portal for all of our compliance needs. It has been instrumental in streamlining our compliance processes in-house, and we have found great value in it!" ml Melissa L. Financial Services 9 year user "MCO is very user friendly and helps streamline a lot of our compliance responsibilities. It can also be customized to fit your specific needs." ml Matt L. Financial Services What is Your Compliance Management Challenge? Conflict of Interest Management Insider List Management Employee Compliance eComms Surveillance Senior Managers & Certification Regime Learn how MCO helps global, highly regulated firms build long-term compliance solutions. Numbers don’t lie. With a growing customer base and 16+ years of experience building and perfecting our compliance management software, the numbers tell a story of promises delivered. Client Countries 105 Database Users 1000 K Rules Executed Yearly 90 M Records Processed Yearly 800 M Why Choose MCO? We understand that making a change, means taking a risk. Whether moving from a manual process or replacing a system, your concerns are ours. You can trust MCO to know the stakes and strive to define the right journey for your firm. Fully Integrated Platform Modular Approach Affordable Easy to Use Customer Support The Power of One No more swivel chair compliance. Complete access to all your work in one place. One portal with one login, one data source and an unprecedented level of risk control. Build it Your Way No two companies have the same regulatory requirements, but all require technology that works to their specification. MyComplianceOffice modular approach means purchase what is needed today and know that tomorrow’s need can be easily added. Get More for Less SaaS technology is less costly to buy and install. MCO’s platform with central data center for all compliance modules means a cost-efficient and proactive approach to managing regulated activities. Enhance a Culture of Compliance User adoption is important. A simple, modern user interface combined with minimal clicks makes it very easy for employees to use. System administrators can quickly customize documents without IT involvement. Make IT Work for You With clients in over 80 countries, MCO offers more extensive global support capability than the competition, with 24 x 7 tech support and 20 x 5 customer support. Know Your Employee (KYE) Employee Compliance Automate monitoring and approval of employee compliance activities with an intuitive interface enabling fulfillment of compliance obligations with minimal effort. Gifts and hospitality Political contributions Outside business activities Authorizations, registrations and licensing Personal trading Attestation and certifications eComms Surveillance Employee Compliance Products Employee Personal Trading Gifts & Hospitality Authorizations, Registrations & Licensing Outside Business Activities Political Contributions Know Your Transactions (KYT) Transaction Surveillance The issue of conduct risk is especially sensitive when it originates within the core financial transactions of a firm. KYT helps firms mitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandate and investment banking activities. Transaction Surveillance Products Insiders and MNPI Trade Surveillance Deal Review Management Control Room Compliance Suitability Know Your Obligations (KYO) C ompliance Oversight Gain a holistic and aggregate view of the firm’s risk profile to help compliance set regulatory priorities, visually map obligations, identify gaps in policies and procedures and streamline operations. Regulatory Change Manager Compliance Risk Manager Compliance Assurance Manager Policy Content Governor Compliance Oversight Products Regulatory Change Manager Compliance Risk Manager Compliance Assurance Manager Policy Content Governor Know Your Third Party (KYTP) Third Party Risk Management Manage and monitor the risks associated with third parties. Simplified approach with streamlined technology improves internal processes while meeting increased regulatory and audit scrutiny. Third party on-boarding activities Initial and ongoing third-party data management Ongoing third-party due diligence Anti-bribery / Anti-corruption program Financial Services Compliance Management Software Successful compliance management for financial services requires that firms track and record the activities of a broad range of individuals,...