mycomplianceoffice.comMCO Compliance Management Software for Conduct Risk

Connect with our experts: 1-866-951-2280 Contact Us Upcoming Webinars Customer Support Sign In Risk & Compliance Solutions Compliance Program Management Areas of Concern Control Room Compliance Corporate Compliance Education Center Blog Webinars Resources Company X Know Your Risk The MyComplianceOffice platform provides a unified approach to Conduct Risk. Identify and mitigate potential conflicts from the activities of employees, third parties and the company. Know Your Employee Know Your Third Party Know Your Transactions Explore MCO Products Personal Trading Compliance Gifts, Entertainment & Hospitality Authorizations, Registrations & Licensing Outside Business Activities Political Contributions & Donations Third Party Risk Trade Surveillance Deal & Engagement Review Insider & MNPI Compliance Program Management X Regulatory Concerns Learn more about the most current regulatory issues and their impact on organizations like yours. Explore Risk and Compliance Challenges Anti-Bribery & Corruption Senior Managers & Certifications Cryptocurrency Regulation Conduct Risk Conflicts of Interest Corporate Compliance Control Room Compliance Knowing Your Compliance Risks Requires the Right View. For an increasingly complex world, we create conduct risk compliance solutions that are future-proof. Compliance Built Better. What is Your Challenge? Conflict of Interest Management Corporate Compliance Control Room Compliance Conduct Risk Senior Managers & Certification Regime Learn how MCO helps global, highly regulated organizations build long-term compliance solutions. Numbers don't lie. With a growing customer base and 12+ years of experience building and perfecting our compliance software, the numbers tell a story of promises delivered. Client Countries 80 Database Users 800 K Rules Executed Yearly 70 M Records Processed Yearly 700 M Why Choose MCO? We understand that making a change, means taking a risk. Whether moving from a manual process or replacing a system, your concerns are ours. We know the stakes and strive to define the right journey for every company, no matter the size. Fully Integrated Platform Modular Approach Affordable Easy to Use Customer Support Fully Integrated Platform MyComplianceOffice is a fully integrated platform that provides transparency into an employee’s conduct risk profile. Using the same underlying master data sets, it provides an unprecedented level of risk control. Build it Your Way No two companies have the same regulatory requirements, but all require technology that works to their specification. MyComplianceOffice modular approach means purchase what is needed today and know that tomorrow's need can be easily added. Get More for Less SaaS technology is less costly to buy and install. MCO's platform with central data center for all compliance modules means a cost-efficient and proactive approach to managing regulated activities. Enhance a Culture of Compliance User adoption is important. A simple, modern user interface combined with minimal clicks makes it very easy for employees to use. System administrators can quickly customize documents without IT involvement. Make IT Work for You With clients in over 80 countries, MCO offers more extensive global support capability than the competition, with 24 x 7 tech support and 20 x 5 customer support. MyComplianceOffice Solutions Know Your Employee (KYE) Employee Compliance Automate monitoring and approval of employee compliance activities with an intuitive interface enabling fulfillment of compliance obligations with minimal effort. Gifts and hospitality Political contributions Outside business activities Authorizations, registrations and licensing Personal trading Attestation and certifications Employee Compliance Products Employee Personal Trading Gifts & Hospitality Authorizations, Registrations & Licensing Outside Business Activities Political Contributions Know Your Transactions (KYT) Transaction Surveillance The issue of conduct risk is especially sensitive when it originates within the core financial transactions of a firm. KYT helps firms mitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandate and investment banking activities. Transaction Surveillance Products Insiders and MNPI Trade Surveillance Deal Review Management Control Room Compliance Know Your Third Party (KYTP) Third Party Risk Management Manage and monitor the risks associated with third parties. Simplified approach with streamlined technology improves internal processes while meeting increased regulatory and audit scrutiny. Third party on-boarding activities Initial and ongoing third-party data management Ongoing third-party due diligence Anti-bribery / Anti-corruption program "Under pressure to reduce spending but needing regulatory rigor, I was stumped. The MyComplianceOffice platform helped me reduce operation costs and improve risk reduction." Chief Compliance Officer - Large US Broker Dealer Conduct Risk Whitepapers & Webinars MCO has a deep bench of technologists and an extensive network of compliance experts who regularly provide best practices and latest trends in regulatory compliance. This month, MCO CEO, Brian Fahey, presents a whitepaper to better explain conduct risk and technology's impact on this challenge. Explore latest insights and education resources from MCO Webinar Compiling an Efficient and Substantive Annual Compliance Report Learn More Blog Posts Compliance Software for the Financial Control Room Read More Blog Posts Compliance Officers Foresee the Challenges of 2020 Read More Connect With MCO Experts Need more information or are you ready to take the next step? Speak with our experts: 1-866-951-2280 Sign up for our newsletter About MCO UK Sign In US Sign In Copyright 2020 MCO Inc. All Rights Reserved | Privacy Policy Top...